Challenges to ethical public engagement in research funding: a perspective from practice

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  1. Kalli Giannelos ,  
  2. Martijn Wiarda ,  
  3. Neelke Doorn
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Abstract

European research funding organizations (RFOs) are increasingly experimenting with public engagement in their funding activities. This case study draws attention to the challenges they face in preparing, implementing, and evaluating ethical public engagement in the context of setting funding priorities, formulating calls for proposals, and evaluating project proposals. We discuss challenges related to seven themes: (1) recruiting participants; (2) commitments and expectations; (3) meaningful dialogue and equal engagement; (4) accommodating vulnerability; (5) funding call formulations; (6) lack of expertise in engagement ethics; and (7) uncertainty, resource constraints, and external factors. To address these challenges, we propose the following seven interventions: (1) developing comprehensive recruitment strategies with experienced recruiters and community organizations; (2) establishing clear communication of roles, expectations, and outcomes through codes of conduct; (3) training mediators to address power imbalances; (4) designing flexible engagement methods and providing tailored support; (5) implementing collaborative feedback loops for inclusive funding call formulation; (6) enhancing ethical standards through internal expertise and external advisory inputs; and (7) developing adaptive strategies for flexible and ethical public engagement. These recommendations emphasize the need for context-adaptive insights to support funding organizations to implement ethical public engagement activities, even when faced with organizational constraints and a lack of ethical expertise.

Corresponding author
Kalli Giannelos
0000-0001-8704-4484
Grant information

This project has received funding from the European Union's Horizon 2020 research and innovation programme under grant agreement No [872441](Participatory Real Life Experiments in Research and Innovation Funding Organisations on Ethics [PRO-Ethics]).

The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

Copyright
© 2024 Kalli Giannelos (Corresponding Author, Co-Author); Martijn Wiarda (Co-Author); Neelke Doorn (Co-Author) Creative Commons License

This work is licensed under a Creative Commons Attribution 4.0 International License.

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In the revised version of the manuscript titled ‘Challenges to Ethical Public Engagement in Research Funding’, we have made specific changes to improve clarity, depth, and practical applicability based on reviewer feedback.
Firstly, the introduction has been expanded to provide a more comprehensive context for public engagement within research funding. Key terms, such as ‘public engagement’, are now explicitly defined to ensure consistent understanding across disciplines.
Secondly, each of the seven identified challenges to ethical public engagement has been elaborated in greater detail. This includes additional contextual explanations and examples to clarify challenges like recruitment difficulties, managing power imbalances in dialogue, and dealing with resource constraints. These enhancements offer readers a clearer view of how these issues play out in real-life scenarios, making the challenges more relatable and grounded.
The recommendations section has been substantially strengthened by incorporating more specific, actionable guidance. Each recommendation, such as developing recruitment strategies and training mediators, now includes practical steps for implementation. This revision provides detailed strategies for inclusive call formulations and bias reduction in participant selection, which makes the recommendations more actionable for research funding organizations.
Additionally, structural and stylistic changes have been made to improve readability and flow. Certain sections have been rephrased for conciseness and coherence, particularly where ethical standards and adaptive engagement strategies are discussed. These refinements contribute to a better comprehension of the arguments presented.
The authors wish to extend their sincere thanks to the three reviewers for their constructive comments, which played a crucial role in strengthening this manuscript. Their comments have led to significant improvements, enhancing both the clarity and impact of this paper.

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Authors & roles

Kalli Giannelos

Governance and Regulation Chair, University of Paris Dauphine-PSL, Paris, Île-de-France, 75016, France

Centre for Political Research, Sciences Po, Paris, Île-de-France, 75007, France

Roles
Corresponding Author, Co-Author, Conceptualization, Supervision, Writing – Original Draft Preparation, Writing – Review & Editing
0000-0001-8704-4484

Martijn Wiarda

Faculty of Technology, Policy and Management, Delft University of Technology, Delft, The Netherlands

Roles
Co-Author, Conceptualization, Supervision, Writing – Original Draft Preparation, Writing – Review & Editing
0000-0002-3059-0182

Neelke Doorn

Faculty of Technology, Policy and Management, Delft University of Technology, Delft, The Netherlands

Roles
Co-Author, Conceptualization, Supervision, Validation, Writing – Original Draft Preparation, Writing – Review & Editing

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