Resolving three-dimensional wind velocity fields in complex terrain using sequential wind-Doppler LiDAR, CFD and wind turbine measurements - Gotthard Pass, Switzerland

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  1. Brandon van Schaik ,  
  2. Dylan Reynolds
    ,  
  3. Hendrik Huwald ,  
  4. Michael Lehning
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Abstract

Background Understanding the effects of complex terrain on wind turbines in alpine regions requires high-resolution computational modelling accompanied by detailed wind observations. In technologically advanced measurement campaigns, often multiple synchronised wind-Doppler LiDARs are deployed to overcome the limitation of these instruments to only measure line-of-sight velocity. Methods In this work, a novel deployment method, a sequential wind-Doppler LiDAR deployment is introduced. We present the example of a field campaign on the Gotthard Pass, a narrow north-south permutated high-mountain pass in the central Swiss Alps. We propose a matching algorithm that can robustly group wind profiles, enabling comparable scientific detail to study turbine efficiency as in synchronised triple LiDAR campaigns, whilst only requiring a single LiDAR instrument to be deployed. Results In the three-month study period in the summer of 2023, we successfully used turbulence kinetic energy, wind shear and veer, as well as wind channelling to explain turbine power production discrepancies observed in the five turbines erected on a mountain pass.

Plain Language Summary

We have developed a new method of using an existing measurement device to improve the information we can gather about the changes in the wind as they pass over a mountain pass. Five wind turbines were constructed in 2020 on top of a prominent Swiss mountain pass in the Gotthard Wind Park. It is known that these mountain winds are much stronger due to an effect called wind channelling, allowing the wind turbines to generate more energy. With our new measurement method, we can visualise the airflow through the wind park with just one sensor by applying an algorithm that can identify similar wind conditions at different times. Our measurement campaign during the Summer of 2023 allowed us to study several different flow patterns and identify some complex flow structures that affect the efficiency of the wind turbine. We show for each turbine, specifically for Northerly and Southerly winds, how efficient their energy production is, and explain with our detailed wind flow measurements, how these can arise due to the surrounding mountains.

Corresponding author
Brandon van Schaik
0000-0001-8069-2606
Grant information

This project has received funding from the European Union’s Horizon 2020 research and innovation program under the Marie Skłodowska-Curie grant agreement No. 945363.

The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

Copyright
© 2026 Brandon van Schaik (Corresponding Author, Co-Author); Dylan Reynolds (Co-Author); Hendrik Huwald (Co-Author); Michael Lehning (Co-Author) Creative Commons License

This work is licensed under a Creative Commons Attribution 4.0 International License.

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Amendment

In response to reviewer comments, we have revised the manuscript to improve clarity, methodological transparency, and scope definition. First, the title has been updated to explicitly reflect the combined methodology, acknowledging that the reconstruction of three-dimensional wind fields relies on sequential wind-Doppler LiDAR, CFD simulations, and wind turbine measurements, rather than LiDAR alone.
 
In the Results section (“Wind shear and veer”), we added a new paragraph explicitly referencing the classical Ekman/Coriolis framework as the baseline expectation for vertical wind veering in the planetary boundary layer. This clarifies that the observed wind-direction changes at L8 deviate from Ekman theory due to dominant local topographic forcing.
 
Several methodological limitations are now more clearly acknowledged in the main text. In particular, we emphasize that the turbines and LiDAR transect are located along a topographically channelized plateau, where flow complexity is reduced compared to exposed ridges. We explicitly note that flow inclination and separation in more complex terrain may violate the horizontal homogeneity assumption required for ground-based Doppler LiDAR retrievals. We further clarify that the HiCAR v1.1 model resolution (50 m) does not resolve sub-grid variability at LiDAR beam scales, and therefore cannot be used to visually demonstrate horizontal flow homogeneity.
 
The figures, especially composite Figures 14 and 15, have been reprocessed and pre-typeset as single high-DPI figures to address quality issues. We also corrected some small language and terminology issues throughout the manuscript-
 
Finally, the Conclusion has been refined to clearly state that the proposed approach is most applicable to channelized flow conditions within complex terrain, while explicitly acknowledging reduced applicability at exposed hilltops and ridges.”

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Authors & roles

Brandon van Schaik

Laboratory of Cryospheric Sciences, Environmental Engineering Institute, Ecole polytechnique federale de Lausanne (EPFL), Sion, Valais, 1950, Switzerland

Roles
Corresponding Author, Co-Author, Conceptualization, Data Curation, Formal Analysis, Funding Acquisition, Investigation, Methodology, Validation, Visualization, Writing – Original Draft Preparation, Writing – Review & Editing
0000-0001-8069-2606

Dylan Reynolds

Laboratory of Cryospheric Sciences, Environmental Engineering Institute, Ecole polytechnique federale de Lausanne (EPFL), Sion, Valais, 1950, Switzerland

Roles
Co-Author, Methodology, Writing – Review & Editing

Hendrik Huwald

Laboratory of Cryospheric Sciences, Environmental Engineering Institute, Ecole polytechnique federale de Lausanne (EPFL), Sion, Valais, 1950, Switzerland

Snow Processes, Swiss Institute for Snow and Avalanche Research (SLF), Davos, Graubünden, 7260, Switzerland

Roles
Co-Author, Conceptualization, Methodology, Resources, Supervision, Writing – Review & Editing
0000-0003-3769-7342

Michael Lehning

Laboratory of Cryospheric Sciences, Environmental Engineering Institute, Ecole polytechnique federale de Lausanne (EPFL), Sion, Valais, 1950, Switzerland

Snow Processes, Swiss Institute for Snow and Avalanche Research (SLF), Davos, Graubünden, 7260, Switzerland

Roles
Co-Author, Conceptualization, Funding Acquisition, Project Administration, Resources, Supervision, Writing – Review & Editing
0000-0002-8442-0875

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